Greenberg Traurig’s Carl Fornaris and William Mack Participate at FMA’s Legal and Legislative Issues Conference

Shareholders Carl A. Fornaris and William B. Mack of global law firm Greenberg Traurig, LLP will be participating at the Financial Markets Association’s 2017 Treasury and Capital Markets Legal and Legislative Issues Conference, Oct. 25 – Oct. 26. Mack is also a member of the conference’s 2017 Program Planning Committee.

Fornaris will be moderating, “Recent Developments in BSA/AML/OFAC Regulation and Enforcement.” The discussion will review new rules and guidance; examine ongoing compliance problems; and review significant matters from the last year.

Mack will moderate, “Securities General Counsel.” The panel includes general counsel from FINRA; U.S. Commodity Futures Trading Commission; U.S. Securities and Exchange Commission; National Futures Association; and Municipal Securities Rulemaking Board. The discussion will review key regulatory and supervisory issues and expectations; general updates; and provide an overview of rulemakings that have impacted, or will impact, capital markets and securities activities.

Fornaris is co-chair of the firm’s Financial Regulatory and Compliance Practice. With 24 years of legal experience, he advises banks and their holding companies, investment advisers, securities broker dealers, gaming firms, money services businesses, and other financial institutions on all aspects of their business.

Mack is a shareholder in the firm’s government affairs and financial regulatory and compliance practices. He is experienced in advising companies on regulatory and compliance matters relating to the Securities and Exchange Commission regulations, the Exchange Act, Anti-Money Laundering laws, and Financial Industry Regulatory Authority (FINRA) rules.

About Greenberg Traurig, LLP

Greenberg Traurig, LLP (GTLaw) has more than 2,000 attorneys in 38 offices in the United States, Latin America, Europe, Asia and the Middle East and is celebrating its 50th anniversary. GTLaw has been recognized for its philanthropic giving, was named the largest firm in the U.S. by Law360 in 2017, and among the Top 20 on the 2016 Am Law Global 100. Web: Twitter: @GT_Law.

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About the Author: Carrie Brunner

Carrie Brunner grew up in a small town in northern New Brunswick. She studied chemistry in college, graduated, and married her husband one month later. They were then blessed with two baby boys within the first four years of marriage. Having babies gave their family a desire to return to the old paths – to nourish their family with traditional, homegrown foods; rid their home of toxic chemicals and petroleum products; and give their boys a chance to know a simple, sustainable way of life. They are currently building a homestead from scratch on two little acres in central Texas. There’s a lot to be done to become somewhat self-sufficient, but they are debt-free and get to spend their days living this simple, good life together with their five young children. Carrie writes mostly on provincial stories.
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